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Monthly Archives: August 2012

Unregulated Collective Investment Schemes (UCIS): Proposed Changes

The Financial Services Authority (FSA) has today published proposals which would see the promotion of Unregulated Collective Investment Schemes (UCIS) and close substitutes being restricted to generally those retail clients who are either sophisticated investors or high net worth individuals. Although UCIS may not be promoted to the general public, the FSA’s supervisory work has […]

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