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Monthly Archives: March 2013

The FSA’s Model Code – Written And Ignored? Nestor Healthcare Group

On the 14th February 2013 the FSA fined Nestor Healthcare Group Limited (“Nestor”) £175,000 for failing to take adequate steps to ensure that its senior executives and board members complied with the share dealing provisions of the FSA’s Model Code. This was not a case that resulted in questions over market conduct/manipulation or insider dealing […]

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Alternative Investment Fund Managers Directive – Will You Be Ready?

The Alternative Investment Fund Managers Directive (2011/61/EU) (“AIFMD”) must be implemented by member states of the EU by 22 July 2013. In the lead up to implementation, we will consider its likely impact, review the main issues and look at how they will affect you and your business. BACKGROUND AND DEFINITIONS The aim of AIFMD is to introduce […]

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